Accounting Chapter 3 3 min read

Accrual Accounting and the Closing Process

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Chapter 3. Accrual Accounting and the Closing Process

If we only recorded transactions when cash was received or paid, could we truly create an accurate report of a firm’s performance? Today, we enter the world of Accrual Basis Accounting, the principle that turns accounting into a true ‘art’ of measurement.


1. Cash Basis vs. Accrual Basis

While a personal checkbook might use the Cash Basis, corporate accounting primarily follows the Accrual Basis. This is a deliberate effort to reflect the economic reality of events.

Comparison of Recognition Criteria
CategoryCash BasisAccrual Basis
Revenue RecognitionWhen cash is receivedWhen the revenue-generating activity is complete (Realization)
Expense RecognitionWhen cash is paidWhen resources are sacrificed to generate revenue (Matching)
AdvantagesEasy to track cash flowsAccurate measurement of periodic profit/loss
DisadvantagesImpossible to match revenue and expenseSubjective judgment (estimations) may be involved

Matching Principle: This principle requires that revenues and the expenses incurred to generate those revenues be recognized (‘matched’) in the same accounting period.


2. Adjusting Entries

To perfectly implement accrual accounting, a process of adjusting the books to match the actual situation is necessary at the end of the accounting period.

Four Areas of Adjusting Entries
ItemAccrualDeferral
ExpenseAccrued Expense (e.g., Unpaid Interest)Prepaid Expense (e.g., Prepaid Insurance)
RevenueAccrued Revenue (e.g., Interest Receivable)Unearned Revenue (e.g., Prepaid Rent)

3. The Accounting Cycle (Closing)

Closing is the process of finalizing the fiscal year and creating the final report card for external stakeholders.

1
Unadjusted Trial Balance

Initial check for errors in recording

2
Adjusting Entries

Adjusting books based on accrual accounting

3
Adjusted Trial Balance

Final verification of debit/credit balance

4
Preparation of F/S

Generating final reports like B/S and I/S

Depreciation is also a form of adjusting entry in a broad sense. it is the process of systematically allocating the cost of fixed assets over their useful lives to achieve revenue-expense matching.

Well done! Now that we’ve covered the basics, next time we will move into Intermediate Accounting and examine Specific Asset Valuation Methods.

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